Managing post-trade processes efficiently is essential for both institutional and retail brokers. NOVA, a powerful post-trade solution, streamlines complex workflows, improves operational efficiency, and enhances regulatory compliance, empowering brokers to cut costs and deliver a better client experience.

Post-Trade Processing for Institutional Brokers

Institutional brokers handle high trade volumes across multiple asset classes, which requires a system that’s accurate, scalable, and efficient. NOVA offers a complete, multi-asset post-trade solution with features like Straight-Through Processing (STP), real-time exception management, and full trade lifecycle coverage—from trade capture to settlement.

By supporting core functions like accounting, position management, risk assessment, and reconciliation, NOVA provides institutional brokers post trade management with a reliable post-trade infrastructure. It also includes robust reporting tools for client statements, regulatory filings, and internal documentation, making compliance easier.

Key Features for Institutional Brokers:

• Operational Efficiency: Automated STP reduces manual work, cutting down errors and speeding up processes.
• Cost Savings: Cloud-based infrastructure lowers costs compared to traditional on-premise systems.
• Scalability: NOVA’s multi-tier architecture grows with your business, handling increased trade volumes effortlessly.
• Security: Multi-layer encryption safeguards sensitive data against security risks.
• Clearing & Settlement: Integrates directly with major Central Securities Depositories (CSDs) in key regions.

Regulatory Compliance: Adapts to changing regulations across jurisdictions to keep you compliant.

Post-Trade Processing for Retail Brokers

For retail brokers post trade management, keeping costs low and staying compliant are critical. NOVA offers a simplified post-trade solution tailored to these needs, with features that improve client satisfaction as well. Its multi-tier architecture supports global compliance standards, diverse messaging formats, and multiple asset classes, giving retail brokers the tools to grow their market reach.

NOVA also focuses on client empowerment, providing brokers with instant access to end-client data and offering clients self-service tools. This means retail brokers can give their clients more control and flexibility while maintaining operational efficiency.

Key Features for Retail Brokers:

• Compliance & Transparency: Ensures alignment with global regulations, supporting secure and compliant post-trade operations.
• Client Empowerment: Self-service tools enable clients to manage their portfolios, enhancing their experience.
• Operational Efficiency: Automation reduces manual errors, cuts costs, and boosts accuracy in the post-trade lifecycle.
• Data Security: A multi-layered architecture protects sensitive information, ensuring data privacy.
• Scalability: NOVA’s future-ready infrastructure grows with your firm, making expansion easy.

NOVA’s Managed Services

Managing post-trade operations in-house can be resource-intensive. NOVA’s managed services provide a cloud-hosted, scalable solution that simplifies post-trade processes and reduces the need for internal resources. This allows brokers to focus on growth while NOVA handles the operational heavy lifting.

Benefits of Managed Services:

• Lower Operational Costs: Cloud hosting minimizes the expense of in-house infrastructure and maintenance.
• Improved Efficiency: Automation cuts down on manual tasks, reducing errors and speeding up processing.
• Enhanced Security: Multi-tier encryption keeps data secure, meeting the highest security standards.
• Regulatory Compliance: Real-time reporting and compliance tools help you stay on top of regulatory changes effortlessly.

Elevate Your Post-Trade Operations with NOVA

NOVA is built to support both institutional and retail brokers in managing post-trade processes efficiently and securely. Whether you’re handling high trade volumes or aiming to optimize operations as your client base grows, NOVA provides the tools to cut costs, ensure compliance, and boost overall efficiency.

Choosing NOVA gives brokers a comprehensive solution to tackle the challenges of post-trade management, positioning them to succeed in today’s competitive financial landscape.

FAQs

1. What sets NOVA apart from other post-trade solutions?

NOVA is built for both institutional and retail brokers, offering a cloud-hosted, scalable architecture with automated processing, real-time reporting, and compliance tools. It’s designed to deliver efficiency and flexibility, adapting to evolving regulations across multiple jurisdictions.

2. How does NOVA help with regulatory compliance?

NOVA supports compliance through real-time reporting and tools that adapt to local and international regulations, helping brokers meet legal requirements smoothly.

3. Can NOVA scale with my brokerage as it grows?

Absolutely. NOVA’s multi-tier architecture is designed for scalability. Whether you’re expanding trade volumes or adding new asset classes, NOVA supports growth without sacrificing efficiency or security.

4. Which types of brokers can benefit from NOVA?

Both institutional and retail brokers can benefit from NOVA’s comprehensive post-trade management solution. The platform is flexible and scalable, fitting the needs of brokers of all sizes.

5. How does NOVA improve operational efficiency?

By automating processes like Straight-Through Processing (STP) and offering real-time exception management, NOVA minimizes manual errors, speeds up workflows, and lets brokers focus on value-added activities.

NOVA provides brokers with a robust, future-ready post-trade management solution designed to tackle the complexities of today’s trading environment. Ready to take your post-trade operations to the next level? Choose NOVA and experience the power of efficient, compliant, and secure post-trade management.